PLATO — APOLOGY

Apology, Plato · c. 395 BCE · Trans. G.M.A. Grube, in Plato: Complete Works, ed. John M. Cooper, Hackett, 1997
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Platonism · Greek · Ancient

Core Argument

Plato's Apology argues, through Socrates' defense at his trial, that the philosophical life, the life of relentless examination of one's own and others' beliefs, is the only life genuinely worth living. Socrates denies that he teaches anything, claiming only to expose ignorance, including his own. He refuses to abandon philosophy even to save his life, arguing that to do so would be to disobey a divine command and that death is not an evil a good person needs to fear.

Context

Written shortly after Socrates' execution in 399 BCE, the Apology is both a memorial and a philosophical argument. Socrates was convicted on charges of impiety and corrupting the youth, charges Plato treats as expressions of democratic Athens' hostility to rigorous inquiry. The text establishes the stakes of Socratic philosophy: it is not a private intellectual exercise but a public practice that makes enemies, and its practitioner must be willing to die rather than stop.

Lineage

Responds toThe Athenian democratic establishment, The Sophist Tradition — Protagoras and Gorgias
PrecedesPlato, Crito (extends the argument about civil obligation), Cicero, Tusculan Disputations, Plato, The Republic (builds the positive political theory from Socratic foundations)

Reader's Note

The Grube translation (Hackett) is standard. The Apology is short and accessible; it is the natural first text for a reader new to Plato. Read alongside the Crito, which extends the argument about civil obligation.

Author

The Apology is the earliest of the major Platonic dialogues — written shortly after Socrates' execution in 399 BCE, it presents Plato's reconstruction of Socrates' defense speech at his trial on charges of impiety and corrupting the youth. Plato (c. 428–348 BCE) was present at the trial and reports his own presence at 34a; he was not present at the execution (Phaedo 59b). The Apology captures the historical Socrates more directly than the later dialogues, where Plato's own metaphysical doctrines increasingly displace the Socratic method of inquiry. The political context is inseparable from the philosophical: the trial took place under the restored Athenian democracy, three years after the oligarchic coup of the Thirty Tyrants, and the charges of impiety and corrupting the youth were widely understood to have a political dimension — Socrates' association with Alcibiades and Critias, two figures disgraced in the recent history of Athens, was likely present in the jury's minds. His refusal to cease philosophizing in exchange for acquittal makes the dialogue the founding statement of the principle that philosophy is not negotiable.

Historical Impact

The Apology established the paradigm of the philosopher as witness to truth in conflict with political power — a figure whose commitment to inquiry places him in necessary tension with the community that would silence him. This paradigm runs through the entire history of Western philosophy and culture: Boethius writing the Consolation of Philosophy while awaiting execution under Theodoric, Thomas More's trial and execution, Galileo's recantation, and the tradition of philosophical imprisonment from Socrates to Gramsci and Mandela all invoke the Apology's frame. The text also established the Socratic method — cross-examination of received opinion to expose its incoherence — as philosophy's primary pedagogical instrument. Kierkegaard's doctoral dissertation, The Concept of Irony (1841), takes Socratic irony in the Apology as its central subject and reads Socrates as the first figure of genuine subjective inwardness in the Western tradition.

Reception History

The ancient debate about the Apology's historical reliability began immediately: Xenophon wrote his own Apology, presenting a Socrates more concerned with demonstrating that death was preferable to old age than with philosophical principle. The nineteenth century 'Socratic question' — what the historical Socrates believed versus what Plato attributed to him — made the early dialogues including the Apology primary evidence for the pre-Platonic Socrates. Schleiermacher's developmental hypothesis (1818) — that the early dialogues preserve Socratic method while the middle dialogues develop Platonic doctrine — remains the standard interpretive framework. The political interpretation of the trial has generated sustained scholarly debate: A.E. Taylor read it as a purely religious prosecution; I.F. Stone's The Trial of Socrates (1988) argued that Socrates was genuinely dangerous to Athenian democracy and the verdict was politically defensible. Contemporary scholarship has focused on the rhetorical structure of the speech — Socrates claims to speak simply (haple) and without oratorical art, but the speech is in fact carefully crafted — and on the question of whether his daimonion (divine sign) constitutes a genuine religious innovation.

Key Passages

I am very conscious that I am not wise at all; what then does he mean by saying that I am the wisest? He cannot be telling a falsehood, for he is a god and cannot lie. After a long consideration, I thought of a method of trying the question. I reflected that if I could only find a man wiser than myself, then I might go to the god with a refutation in my hand.

Apology, 21b. Trans. Jowett (1888).

The origin of Socrates' mission: the oracle at Delphi has declared him the wisest of men, and he cannot reconcile this with his awareness of his own ignorance. His solution — to test the oracle by finding someone wiser — generates the practice of Socratic examination. The argument is subtle: his wisdom consists not in knowing something others don't, but in knowing that he doesn't know what he doesn't know. This is the epistemological foundation of the Socratic method.

Someone will say: Yes, Socrates, but cannot you hold your tongue, and then you may go into a foreign city, and no one will interfere with you? Now I have great difficulty in making you understand my answer to this. For if I tell you that to do as you say would be a disobedience to God, and therefore that I cannot hold my tongue, you will not believe that I am serious.

Apology, 37e. Trans. Jowett (1888).

The refusal of the compromise. Socrates is offered an implicit bargain — leave Athens and stop philosophizing, and you may live. His answer is that the obligation to philosophical inquiry is not negotiable: it is a divine commission, not a personal preference. The argument makes philosophy a matter of conscience rather than vocation — which is why the comparison to martyrdom has followed the Apology throughout its history.

The unexamined life is not worth living for a human being.

Apology, 38a. Trans. Jowett (1888).

The most quoted line in the dialogue and, for once, the most philosophically central. It is not a rhetorical flourish but the logical conclusion of everything that precedes it: if Socrates' mission is to expose the ignorance of those who think they know, the alternative he is offering the Athenians is not between his life and his death but between a life of genuine inquiry and a life of comfortable, untested assumption. The claim is prescriptive not just for philosophers but for every human being.

Scholarly Works

Socrates: Ironist and Moral Philosopher Gregory Vlastos

The most influential twentieth-century scholarly study of Socrates. Vlastos distinguishes the historical Socrates of the early dialogues from the 'Platonic Socrates' of the middle and late works, and provides a rigorous philosophical account of Socratic irony, the elenctic method, and the moral psychology of the Apology. Cornell University Press, 1991.

Socrates in the Apology C. D. C. Reeve

A careful philosophical reading of the Apology that reconstructs Socrates' arguments, examines the political context of the trial, and evaluates the coherence of his defense. Accessible and analytically rigorous. Hackett Publishing, 1989.

The Trial of Socrates I. F. Stone

A controversial but important counter-reading by a journalist and classicist who argues that Socrates' political associations with the oligarchic tradition made his prosecution democratically defensible. Essential as the most developed version of the hostile political interpretation. Anchor Books, 1988.

Lectures

Introduction to Political Philosophy — Lecture 2: Socratic Citizenship Steven B. Smith, Yale University (Open Yale Courses)

Smith's Yale Open Courseware lectures cover Socrates' trial and the Apology as the founding event of the philosophical tradition's relation to political authority. Available freely through Open Yale Courses.

Further Reading

Stanford Encyclopedia of Philosophy ↗Internet Encyclopedia of Philosophy ↗

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